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Español Compliance and Prevention of Money and Asset Laundering
Compliance and Prevention of Money and Asset Laundering
Compliance and Prevention of Money and Asset Laundering
Compliance and Prevention of Money and Asset Laundering
Compliance and Prevention of Money and Asset Laundering
Our experience in anti-money laundering and asset prevention spans over 15 years, advising more than 40 companies on their Compliance programs. Some of the services we can provide include:
- Support in developing AML requirements for compliance programs.
- Annual staff training on Anti-Money Laundering and Asset Prevention.
- Training for Compliance Officer and their backup.
- Development of Anti-Money Laundering and Asset Prevention Work Plan.
- Preparation, development, and updating of Anti-Money Laundering and Asset Prevention Manual.
- Registration of the Company and Compliance Officer with the Financial Intelligence Unit (FIU).
- Initial review and validation of client/supplier files, applying the “Know Your Customer” policy.
- Review and support in the development of the work plan.
- Selection and recruitment of the Compliance Officer and their backup.
- Support in transaction analysis.
- Verification in international exception databases and listings for clients/suppliers.
- Selection and recruitment of the Compliance Officer.
- Registration of the Company and Compliance Officer with the Financial Intelligence Unit (FIU).
- Preparation, development, and updating of Anti-Money Laundering and Asset Prevention Manual.
- Preparation, development and updating of the Code of Ethics.
- Development of Anti-Money Laundering and Asset Prevention Work Plan.
- Training for Compliance Officer and their backup.
- Annual staff training on Anti-Money Laundering and Asset Prevention.
- Initial review and validation of client/supplier files.
- Verification in databases and international client/supplier lists.
Regarding the comprehensive advisory for FATCA (Foreign Account Tax Compliance Act), some services we offer include:
- Advisory on W-8, W-8 ben, and W-9 forms.
- Evaluation of registration with US authorities.
- Specific FATCA status.
- Advisory on FATCA status classification.
- Guidance for the implementation, review, and controls required by FATCA regulations.
Roberto Morales
Compliance
